NISM Series XXI-A: Portfolio Management Services (PMS) Distributors Certification Examination
Prepare for NISM Series XXI-A Portfolio Management Services (PMS) Distributors exam with mock tests including previous year questions, syllabus-wise study material, MCQs, practice questions
12 Chapters
67 Study topics
Practice MCQs
100% Free
Content
Regulatory, Governance and Ethical Aspects of Portfolio Managers
- 12.1Prevention of Money Laundering Act, 2002
- 12.2SEBI (Prohibition of Insider Trading) Regulations, 2015
- 12.3SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003
- 12.4SEBI (Portfolio Managers) Regulations, 2020
- 12.5Code of Conduct for PMS Distributors
- +1 more sub-topics