Regulatory, Governance and Ethical Aspects of Portfolio Managers
6 sub-topics in this chapter
12.1
Prevention of Money Laundering Act, 2002
Sub-topic 1
12.2
SEBI (Prohibition of Insider Trading) Regulations, 2015
Sub-topic 2
12.3
SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003
Sub-topic 3
12.4
SEBI (Portfolio Managers) Regulations, 2020
Sub-topic 4
12.5
Code of Conduct for PMS Distributors
Sub-topic 5
12.6
Investor Charter for Portfolio Management Services
Sub-topic 6