Key Regulations
8 sub-topics in this chapter
18.1
Securities Contracts Regulation Act (SCRA 1956)
Sub-topic 1
18.2
SEBI Act 1992
Sub-topic 2
18.3
SEBI Prevention of Fraudulent and Unfair Trade Practices Regulations, 2003
Sub-topic 3
18.4
Securities and Exchange Board of India (Intermediaries) Regulations, 2008
Sub-topic 4
18.5
SEBI (Prohibition of Insider Trading) Regulations, 2015
Sub-topic 5
18.6
SEBI Investment Advisers Regulations, 2013
Sub-topic 6
18.8
Key Provisions of Various Other Acts Applicable to Investment Advisory Profession
Sub-topic 7
18.9
Violation of Regulations by Registered Investment Advisers and Their Consequences – Case Studies
Sub-topic 8