Operational Aspects of Investment Management

Investors and the Investing Process

Sub-topic 1

PAN and KYC Process

Sub-topic 2

Dematerialisation and Re Materialisation of Securities

Sub-topic 3

Power of Attorney

Sub-topic 4

Account Opening Process for Non Residents

Sub-topic 5

Process of Consolidating Reorganising and Folio Maintenance of Investments

Sub-topic 6

Change in Status of Special Investor Categories

Sub-topic 7

Payment Instruments

Sub-topic 8

Documentation for Financial Advice

Sub-topic 9

Investing in Mutual Funds Through the Stock Exchange Platform

Sub-topic 10