Legal and Regulatory Environment

Regulatory infrastructure in Financial Markets

Sub-topic 1

Important regulations in Indian Securities Market

Sub-topic 2

Code of Conduct for Research Analysts

Sub-topic 3

Management of Conflicts of Interest and Disclosure Requirements for Research Analysts

Sub-topic 4

Exchange surveillance mechanisms: GSM and ASM

Sub-topic 5

SEBI Investor Charter and Complaint Disclosure

Sub-topic 6

Cybersecurity and Cyber Resilience Framework (CSCRF)

Sub-topic 7