StudyNISM

Introduction to Securities Broking Operations

4 sub-topics in this chapter

3.1

Introduction to the Securities Trade Life Cycle

Sub-topic 1

3.2

Front Office Operations

Sub-topic 2

3.3

Middle Office Operations

Sub-topic 3

3.4

Back Office Operations

Sub-topic 4

Market Participants in the Securities MarketRisk Management
Back to NISM Series VII: Securities Operations and Risk Management Certification Examination